Electronic recordkeeping & communications
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Electronic recordkeeping & communications guidance for investment companies & investment advisers. by

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Published by Investment Company Institute in Washington, DC .
Written in English

Subjects:

  • Investments -- Accounting.,
  • Investments -- Data processing.,
  • Business records -- Data processing -- Management.,
  • Electronic records -- Management.

Book details:

Edition Notes

Includes bibliographical references (p. 79-89).

Other titlesElectronic recordkeeping and communications
ContributionsInvestment Company Institute (U.S.)
Classifications
LC ClassificationsHF5686.I6 E44 2006
The Physical Object
Paginationv, 89 p. ;
Number of Pages89
ID Numbers
Open LibraryOL16269303M
LC Control Number2007272182

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electronic record books under MARPOL (to be applicable also to the NOx Technical Code) currently being developed. Furthermore the Procedures for port State control, (Resolution A(27)), and unified interpretation to MARPOL Annexes I, II V and VI are also under review in relation to the said use of electronic record books. Electronic Communications as Public Records Document Electronic Recordkeeping Systems “all documents, papers, letters, maps, books, tapes, photographs, films, sound recordings, data processing software, or other material, regardless of the physical. Electronic Receipt - information in email systems regarding date and time of receipt of a message, and/or acknowledgment of receipt or access by addressee(s). Electronic Recordkeeping System - a system whereby records are collected, organized, and categorized to facilitate their preservation, retrieval, use, and disposition.   Books and Records Rules Pertaining to Electronic Communications SEA Rule 17a-4(b)(4) requires that a broker-dealer retain originals of all communications received and copies of all communications sent by the broker-dealer relating to its "business as such" for at least three years, the first two years in an easily accessible place.

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